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For a free consultation, please call us now at 866-827-3202or complete ourcontact form. The SEC's complaint alleges that McDonald raised over $3.6 million from investors between May 2019 and October 2021 for the stated purpose of trading securities through an investment vehicle called the Index Strategy Advisors Fund, and that McDonald used less than half those funds for trading and did not engage in any trading with the funds for long stretches of time. He was direct and asked all the questions that were relevant and provided me with very thoughtful feedback and some useful contacts. According to the. How Should HNW Investors Think About Them? I think we will have another risk event that pulls the market down. James McDonald is a 25-year veteran of the investment industry and was named one of America's top 10 investment advisors by ETF.com in 2012. And what were seeing now is bull market enthusiasm and all types of signs of bubbles in asset prices. Contact our office today to discuss your case. The economy is slowly reopening and more vaccines are reaching people. (Jun 1986 - Sep 2016) 101 Royal Park Dr. Oakland Park, FL 33309. Yeah. Prominent in independent film, he has also worked in blockbuster films of varying genres, and has accrued a worldwide box office gross of over 1.9 billion USD.He has received various accolades, including a Golden Globe Award, and nominations for two Academy Awards and a BAFTA Award.. Born and raised in Canada, he rose to . So, I got to root for Tom Brady because any 40-plus football player is one I admire. Whats the bear case predicated on? A CNBC spokesperson told USA TODAY the network no longer allowed McDonald on the air as soon it found out he was under investigation. RIA Intel is part of the Euromoney Institutional Investor PLC group. Below are excerpts from our Jan. 28 discussion, edited for length and clarity. Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. Lets start with your macro view. This seriously cut in to his fee income, and CNBC appearance feesoh, yes, he was still bloviating on television about on how people should invest for more than a year-and-a-half after the most spectacular wrong call of his careerapparently dont cover the Porsches or the rent, so he decided to raise some more. You can reach us by phone at 844-689-5754 or via e-mail. 4 . And I think that that will trigger selling of portfolios that have had extensive gains, particularly in the past six months. Check out what's clicking on Foxnews.com. Greg Bartalos (@gregorianchance) is editor of New York City-based RIA Intel. Subscribe to RIA Intels thrice-weekly newsletter and follow the publication on Twitter and LinkedIn. Its two and 20 (fee arrangement) ensures that our portfolio management is in alignment with the profit objectives of the client. Legal Statement. This material may not be published, broadcast, rewritten, or redistributed. The Hercules Fund aims to generate positive returns during times of rising and falling stock markets. Ainslie Simmonds Vision for Pershing X, a Startup Out to Replace Advisor Tech Stacks, Economist Jason Furman Explains How Inflation Snuck Up on Us and Whats Ahead in 2022, A Mountaineer CEO Talks Infinity Multiples, Thrill-Seeking, and How Advisors Need to Change, Modern Slavery Act Transparency Statement. And so, equity market prices are assuming earnings that arent there. Charles Canter will lead the litigation. To be clear, you expect a risk event this year will take the Dow down to 15,000 but by year end it will finish higher than today? And we know that this isnt how a strong economy operates. Got a confidential news tip? - Why volatility as an asset class is key for 2021, Its important for investors to be prepared for stock market volatility, as the economic outlook remains fragile in 2021, McDonald said. The SEC's investigation was conducted by David S. Brown, Carol Kim, and Matthew O. Koop and was supervised by Marc J. Blau in the Los Angeles Regional Office. "I spoke to Mr Sonn on a complex legal matter. Absolutely. Ryan Thomas Gosling (born November 12, 1980) is a Canadian actor. $0 BAHAMAS 386 (SG458) - Alexander Graham Bell (pb10456) Stamps Caribbean Bahamas (1973-Now) The Judge overseeing this case is MARGARET MILLER BERNAL. Powered and implemented by FactSet Digital Solutions. And while recognizing that each investors needs are distinct, on balance what percentage of a portfolio should this comprise? The Sonn Law Group is currently investigating allegations surrounding James Arthur McDonald, Jr. or Hercules Investments, LLC. Our employees and their family members enjoyed a wonderful time together this morning at PureTrack in Anaheim, CA! We represent investors in claims against negligent brokers and brokerage firms. Hercules CEO, CNBC Pundit 'In Hiding' Amid Securities Fraud Charges James Arthur McDonald Jr. appears to be on the lam as he faces as much as 20 years in prison for allegedly defrauding. The information provided in this website is offered for general information purposes only; it is not offered as and does not constitute legal advice in any way. NE Atlanta, GA 30326 *by appointment only. The breadth of risk is extremely wide. I think all the equity markets are so overstretched that when a risk element enters the market, the selling will be violent and accelerated. Below are the states with which the firm you selected makes its notice filings. Questions? Hercules applies quantitative research to design and actively manage portfolios for investors seeking maximum growth during up or down-market cycles. This site contains attorney advertising. Im a football player disguised as a portfolio manager. With only a few times in history have we had a gap even approaching these levels of GDP growth, equity market prices, corporate profits, equity market prices and PE ratios. AssetMark CEO Charles Goldman tells RIA Intel that he is focused on acquisitions, helping advisors, and the long term. What should advisors know about your firm and how you can help them? Fox News Flash top headlines for September 22. My dream was always to play in the NFL and thats going to be my ticket. Thats my personal mission. Today, James not only discusses all things volatility but also explains different risk-related techniques professionals can use to keep clients comfortable with their portfolios in the market. Hercules Investments CEO/CIO James McDonald. And so, we had that crash and then the desire and the interest in moving back forward. Global Business and Financial News, Stock Quotes, and Market Data and Analysis. Required fields are marked *. The bear case is that the effects of the shutdowns havent fully been realized yet. Hercules offers qualified clients market neutral portfolio management executed primarily through domestic index options. Fox News Flash top headlines are here. He argues the stimulus package will fail to rehabilitate the economy and thinks investors are too sanguine about the vaccines rollout, citing logistics and trust issues surrounding the vaccine. McDonald also allegedly raised over $3.5 million for securities trades through the Index Strategy Advisors Fund and misappropriated half of the funds for personal expenses. For more information, please visit: https://hercules-investments.com/hercules-public/index.html, Media Contact The fund is for qualified investors only, and as such mimics many of the features of a hedge fund strategy. McDonald, who graduated from Harvard University with an economics degree, expects the Dow will tumble more than 50% to 15,000, a prediction he has made several times since March 2020, before surging to new highs this year. With interest rates so low, what do you make of the TINA argument, which asserts there is no alternative to stocks? Its clock-striking-midnight dealmaking time at the Justice Department. To what extent do multiples deserve to be elevated given ultralow interest rates? A man who ran two California-based investment companies and frequently appeared as a TV financial news analyst was charged Wednesday with securities fraud for allegedly bilking clients out of millions of dollars, federal prosecutors said. The United States Securities and Exchange Commission subpoenaed McDonald to testify before it in November 2021, but without advance notice he failed to appear as required. Lets call it artificial income and artificial credit for small businesses that are keeping the economy alive. Save my name, email, and website in this browser for the next time I comment. Get this delivered to your inbox, and more info about our products and services. Any reference to past cases or successes made herein should not be construed as a guarantee of any future outcome. How Hercules Investments capitalizes on systematic volatility; The companys risk-hedging technique designed to help financial advisors and clients; How James McDonalds firm helps financial advisors grow their prospects; Hercules Investments ideal client as those who got aggressive growth goals; Allowed HTML tags:

. Employment levels have increased slightly, but we are artificially keeping our economy going with stimulus checks and obviously all of the Feds actions. And so, this is artificial. But stimulating growth is impossible if the economy isnt open. . Or before an SEC investigator. 165 Broadway 23rd Floor New York City NY, 10006 *by appointment only. We want to hear from you. In fairness to James McDonald, television is a much more welcoming venue than an SEC hearing room or courthouse. The 10 Best and 10 Worst States in Which to Retire in 2021, Im an Advisor. Do you still have a 15,000 target on the Dow? Tune in to discover different ways that Hercules Investments can provide you with overlay strategies while giving you market volatility protection! To ensure the most secure and best overall experience on our website we recommend the latest versions of, Internet Explorer is no longer supported. CHICAGO--(BUSINESS WIRE)--James McDonald, CEO and Chief Investment Officer of Hercules Investments, a Los Angeles-based Registered Investment Advisor, is hosting a virtual event, Preparing Investment Portfolios for a 2021 Stock Market Crash, on Thursday, January 14, 2021 at 3pm EST. GESCO combines international experience and quality standards with modern technologies and opportunities and local professional service. Arcadia Man Charged with Securities Fraud for Stealing Client Funds and Concealing His Investment Firms Massive Financial Losses. The SECs complaint alleges that McDonald raised over $3.6 million from investors between May 2019 and October 2021, which he told investors would be used to trade securities through an investment vehicle called the Index Strategy Advisors Fund. Furthermore, index options provide compelling risk/return profiles with substantially less risk and volatility than their stock option counterparts.". Its like a freight train that cant come to an exact halt without a crash. James McDonald Current Workplace Hercules Investments Location 633 W 5th St Ste 6770, Los Angeles, California, 90071, United States Description Read More Industry Finance General Finance Discover more about Hercules Investments James McDonald Work Experience and Education Work Experience Chief Investment Officer Vishnu Wealth Management 2017-2019 If you or your loved one experienced investment losses, we are here to help. This inflation will cause interest rates to rise in the medium term or long term and the necessary pullback in the markets will be a result of investors taking risk off the table. James McDonald, CEO and Chief Investment Officer of Hercules Investments, will serve as Portfolio Manager of the Hercules Fund. Wealth Management is part of the Informa Connect Division of Informa PLC. This funds fees accelerate when its performance accelerates. or redistributed. James Arthur McDonald Jr., 50, ran two Los Angeles-based investment firms called Hercules Investments and Index Strategy Advisors. Youre describing a giant disconnect between the markets and small businesses that are in a world of hurt. JAMES A MCDONALD JR Agent Address 1718 HARRIMAN LN, REDONDO BEACH, CA, 90278 Directors / Officers JAMES A MCDONALD JR, agent Registry Page https://bizfileonline.sos.ca.gov/sear. 2023 FOX News Network, LLC. los angeles, oct. 10, 2019 /prnewswire/ -- award-winning derivatives investment management executive james a. mcdonald, jr. today announced that he has launched hercules investments llc, a los angeles-based registered investment advisor.hercules applies quantitative research to design and actively manage portfolios for investors seeking maximum Our specialization in volatility is what sets us apart because there are many funds and strategies which offer potential gains in a declining market, but as passive indexes or passive strategy, they are bound to lose money when markets are flat or rising. Hercules Investments won a 2020 Wealthies Award for being the top Alternative Asset Manager. In this virtual event, McDonald shares: - Why the markets are too optimistic about the Covid-19 vaccine The gap between corporate profits and GDP, or even corporate profits and equity market prices, is wider than its ever been by a long way. "In our view, index options are a far more efficient and low- cost way to implement growth strategies for client portfolios compared with using funds or individual stocks. Hercules Investments specializes in actively managed and systematic investment strategies to monetize investment performance from equity market volatility. Tax Advantages Are a Selling Point for Investment in CRE. In a portfolio with a beta of one, one would enjoy virtually 100% downside protection with an allocation of 15% to the Hercules fund. In 2005 he purchased the Houston Wolverines (the Texas Wolverines today), a semi-pro football team, and played for 13 years. James McDonald from Hercules Investments and James Camp, Eagle Asset Management director of strategic income and managing director of fixed income, discuss the impact of the $1.9 trillion coronavirus relief package to the stock and bond markets. The Securities and Exchange Commission today announced the filing of a civil injunctive action against James Arthur McDonald, Jr. and his SEC-registered investment adviser firm, Hercules Investments, LLC in connection with two fraudulent securities offerings. Subscribe to RIA Intels thrice-weekly newsletter.]. McDonald allegedly raised over $5 million and misappropriated funds for personal expenses and Ponzi-like payments. He earned a bachelor's degree in economics from Harvard University. Get all the stories you need-to-know from the most powerful name in news delivered first thing every morning to your inbox. LOS ANGELES, Oct. 10, 2019 /PRNewswire/ -- Award-winning derivatives investment management executive James A. McDonald, Jr. today announced that he has launched Hercules Investments LLC,. We can deliver these same strategies to investor portfolios with less than $1 million," said Mr. McDonald, Chief Executive Officer of Hercules and previous winner of the Top 10 Advisors Rising Stars award from ETF Report magazine. LOS ANGELES, Oct. 10, 2019 /PRNewswire/ -- Award-winning derivatives investment management executive James A. McDonald, Jr. today announced that he has launched Hercules Investments LLC, a Los Angeles-based Registered Investment Advisor.Hercules applies quantitative research to design and actively manage portfolios for investors seeking maximum growth during up or down-market cycles. Thats why our ticker is NFLHX. This field is for validation purposes and should be left unchanged. Hercules Investments' James McDonald explains the different risk-related techniques advisors can use to keep clients comfortable with their portfolios. Believe It or Not, Its a Great Time To Be a Financial Advisor, Ares Strikes Deal for Office, Naming Rights at Los Angeles Tower, Musks Twitter Sells Off Coffee Makers, Neon Logo in Auction Blitz. More on that later. Hercules Investments provides a growth option for investors who need gains and growth, but we offer an element of downside risk protection because equity markets are disconnected from what we know is GDP contraction, debt, and all the uncertainty that comes along with a mutating virus. A conversation about economies, markets, wage inequality, Congress, crypto, and more. My intention when I buy my team is to get on the practice field and hit those guys! McDonald also allegedly raised over $3.5 million for securities trades through . On September 21, 2022, the SEC announced charges against James Arthur McDonald, Jr. and his SEC-registered investment adviser firm, Hercules Investments, LLC in connection with two fraudulent securities offerings. James McDonald from Hercules Investments and James Camp, Eagle Asset Management director of strategic income and managing director of fixed income, discuss the impact of the $1.9 trillion. When facing allegations such as these, its best not to be seen on TV. This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. McDonald falsely represented that investor funds would be used to expand Herculess business, lied about the firms financial condition, and failed to disclose that he had promised Hercules clients that the firm would repay earlier losses. No, Brent Kovars mother didnt have an artificial intelligence supercomputer in her basement, the SEC says. And even still, there is the risk of mutations, the continuation of sickness, hospitalizations, and fear will cause stagnation for the reopening concept. When typing in this field, a list of search results will appear and be automatically updated as you type. McDonald was CEO of Hercules Investments LLC of Los Angeles and Index Strategy Advisors Inc. of Redondo Beach, and frequently appeared as an analyst on the CNBC financial TV news network, authorities said. The complaint also charges McDonald with violating Section 206(4) of the Advisers Act and Rule 206(4)-8 thereunder, which prohibit certain transactions by investment advisers. To send us an e-mail, simply complete and submit the online form below. So, I think over 75% of the gains in the S&P 500 in 2020 could be attributed to a handful of names. McDonald graduated from Harvard University with a Bachelor's degree in Economics. The SECs complaint charges McDonald with violating the antifraud provisions of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. This case was filed in Los Angeles County Superior Courts, Norwalk Courthouse located in Los Angeles, California. https://www.wealthmanagement.com/sites/wealthmanagement.com/files/logos/Wealth-Management-Logo-white.png. Mr. McDonald previously was CEO/CIO of Index Strategy Advisors Inc. (ISA) from 2010-2019. Unlike hedge funds, however, a mutual fund is accessible to individual investors and their advisors in a very transparent package. Get James McDonald's email address (j*****@post.harvard.edu) and phone number (718848..) at RocketReach. The complaint also charges McDonald with violating Section 206(4) of the Advisers Act and Rule 206(4)-8 thereunder, which prohibit certain transactions by investment advisers. James McDonald, CEO and Chief Investment Officer of Hercules Investments, a Los Angeles-based Registered Investment Advisor, is hosting a virtual event, 'Preparing Investment Portfolios for a .